In Memory of Tom Miller

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8 CORE COMPLIANCE FOUNDATION PRINCIPLES Webinar


Thursday November 12th 2026
1:00 PM - 2:00 PM (EST)


REGISTER EARLY - LIMITED ATTENDANCE SPOTS!



Presented by Don Xavier

THIS IS HOW YOU WILL RECEIVE YOUR 15 OR 30 CE CREDITS FOR BC, AB, SK, MB, ON, QC AS WELL AS IIROC, MFDA & MANY DESIGNATIONS

BC, SK, ON & Atlantic Canada Advisors - View the 4-hour webinar and receive 4 Life & A&S CE credit. After the webinar is completed, you will have access to complete an additional amount of EITHER 11 or 26 CE credits by using our Online Courses Portal for a total of 15 OR 30 CE credits depending on the Option you choose.

AB resident Advisors - ID# 74786 - You receive 4 Life & A&S CE credit credits for attending the webinar. After the webinar is completed, you will have access to complete an additional amount of EITHER 11 or 26 CE credits by using our Online Courses Portal for a total of 15 OR 30 CE credits depending on the Option you choose.

MB resident Advisors - ID# 48556 - You receive 4 Life & A&S CE credit credits for attending the webinar. After the webinar is completed, you will have access to complete up to EITHER 11 or 26 CE credits by using our Online Courses Portal for a total of 15 OR 30 CE credits depending on the Option you choose.

QC resident Advisors - will not receive any CE credits for attending the webinar, but after the webinar is completed, you will have access to complete either 15 or 30 CE credits by using our Online Courses Portal.

You'll have 60 days from the webinar to complete the additional online hours.

15 CE Credit Option: ONLY $249.00 + TAX
30 CE Credit Option: ONLY $299.00 + TAX

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MFDA - You can now choose MFDA credits ONLINE as part of your FREE ADDITIONAL ONLINE CE - CHECK OUR APPROVED MFDA Courses here MFDA APPROVED CE COURSES.

FP Canada - Please note - Effective January 1, 2025. FP Canada's CE requirements are now grouped into three categories: Financial Planning, Professional Responsibility, and General CE including Giving Back. CE in the Financial Planning & Professional Responsibility category must be accredited by FP Canada.

General CE - Does NOT NEED TO BE ACCREDITED by FP Canada to meet FP Canada's requirements - The General CE category includes activities related to financial planning, financial advice or services, or the financial services industry, as well as Giving Back activities.  

MANY of our courses will apply to the General CE Category as per FP Canada rules. View all the General CE information HERE.

CFPs you are allowed 11 General CE Maximum annually.  QAFPs, you are allowed 4 General CE Maximum annually.

IROC - Investment Industry Regulatory Organization of Canada - Any CE credits earned from Pro-Seminars may also be used to satisfy CE requirements, provided the member firm has reviewed the course/seminar to ensure it complies with the Compliance and Professional Development requirements as set out in CE Rule 2650. It is important that the course you are interested in satisfies the CE Rules. Once you provide your firm with the necessary course information, your firm can determine course eligibility. This information can be found on the IIROC website. Please view - IIROC Approved Courses 

Advocis - Any CE credits earned from Pro-Seminars are considered "Approved" CE credits for Advocis. Send your certificate to them so that these CE credits are included for your Advocis CE requirements.

Certificates, payment receipts and online instructions will be emailed directly after the webinar.
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Please note - If you hold an insurance license for another Province other than the Province where you live, please contact that Province for all the non-resident CE information requirements for that Province. The onus is on the advisor to obtain the most up-to-date CE information that pertains to them.

 

PRO-SEMINARS

Beyond CE. Building Better Advisors.

Continuing Education & Professional Development for Canada's Financial Services Professionals

Need CE credits? Want to strengthen your professional knowledge? Looking for education you can actually use in your practice?

You're in the right place.

PROUDLY CANADIAN. SERVING FINANCIAL PROFESSIONALS SINCE 1998.

For more than two decades, financial professionals and corporate clients have turned to Pro-Seminars for continuing education and professional development.

Pro-Seminars is based in beautiful Beamsville, Ontario, with offices in St. Catharines and Hamilton,

The financial services industry has changed significantly during that time, and so have the educational needs of the professionals who serve it.

Pro-Seminars continues to evolve with those needs by offering flexible ways to learn, timely subject matter and professional education designed for the realities of today's financial services environment.

Whether you're completing CE requirements for your licence or designation, developing expertise in a particular area, or simply working to stay current in a rapidly changing profession, we're here to help make your professional development easier, more relevant and more valuable.

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CE THAT GOES BEYOND THE CREDIT

We know continuing education is something financial professionals are often required to complete.

We believe it should also be something you benefit from.

Professional development should help you stay current, strengthen your knowledge, expand your capabilities and give you ideas and information you can take back to your clients and your practice.

That's why our approach is simple:

Learn More. Stay Current. Advise Better.

Because earning CE credits may be the requirement.

Becoming better at what you do is the opportunity.

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CHOOSE HOW YOU WANT TO LEARN

ONLINE CE

Your CE. Your Schedule.

Complete continuing education online, on your schedule and from wherever it works for you.

Explore courses across a variety of subjects relevant to today's insurance and financial services professionals while maintaining convenient access to your Pro-Seminars CE activity and documentation.

EXPLORE ONLINE CE

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LIVE WEBCASTS

Professional Development Without the Travel.


Participate in live professional education from wherever you're located.

Our live webcast programs provide another convenient way to stay current, learn from experienced industry educators and work toward your professional development objectives.

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LIVE IN-PERSON SEMINARS

Learn. Connect. Grow.

There's still tremendous value in bringing financial professionals together.

Our live seminars combine professional education with an opportunity to step away from the everyday demands of your practice, hear new perspectives and connect with fellow professionals.

VIEW LIVE SEMINARS & LIVE SEMINAR WEBCASTS

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NATIONAL ADVISORS CONFERENCE

Learn. Connect. Recharge.

Take professional development beyond the traditional classroom at the Pro-Seminars National Advisors Conference in Las Vegas.

The National Advisors Conference brings financial professionals together for an engaging combination of professional education, continuing education opportunities, industry perspectives and professional connections.

Step away from the everyday demands of your practice, invest in your professional development and return with new knowledge, new ideas and renewed energy.

DISCOVER the 2027 NATIONAL ADVISORS CONFERENCE

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CONTINUING EDUCATION CREDITS & ACCREDITATION

Need to Know Whether a Course Meets Your CE Requirements?

We've made it easier to find the information you need.

Continuing education requirements can vary depending on your licence, designation, jurisdiction, regulatory organization and the particular educational activity you complete.

Rather than relying on broad, one-size-fits-all CE claims, we encourage you to review the current accreditation and eligibility information associated with the particular course, seminar or program you're considering.

CURRENT CE REQUIREMENTS MATTER

Canada's CE environment continues to evolve.

That's why Pro-Seminars believes clear, current and course-specific CE information is more useful than making blanket claims about every course.

Pro-Seminars offers courses and programs with a variety of CE applications, approvals and accreditations for financial services professionals.

Continuing Education Credits Earned using a Pro-Seminars service are valid for:

  • Life and A&S Insurance license renewal

  • General (P&C) license renewal for some Provinces - Some courses and seminars apply and are noted on your Certificate of Completion

  • Travel Insurance for some Provinces

  Pro-Seminars holds Self Accrediting / Accredited Course Provider status for:

  • AB - Alberta Insurance Council (AIC) - Life, Accident & Sickness, General / Adjuster

  • BC - Insurance Council of British Columbia (ICofBC) - Life, Accident & Sickness, General / Adjuster

  • MB - Insurance Council of Manitoba (ICM) - Life, Accident & Sickness, General / Adjuster

  • SK - Life Insurance Council of Saskatchewan (LICS) - Life, Accident & Sickness Insurance

  • SK - General Insurance Council of Saskatchewan (GICS) - General / Adjuster

Pro-Seminars is recognized by:

  • ON - Financial Services Regulatory Authority (FSRA) - Life, Accident & Sickness

  Pro-Seminars is accredited by the following Regulatory & Association Bodies:

Please view QC Approved Courses

RIBO Registered Insurance Broker of Ontario - (RIBO) Please view RIBO Approved Courses

Please Note - Effective June 1, 2023 - The Canadian Investment Regulatory Organization (CIRO) is the new regulatory body for the former Mutual Fund Dealers Association of Canada and Investment Industry Regulatory Organization of Canada.

IROC - Investment Industry Regulatory Organization of Canada - Any CE credits earned from Pro-Seminars may also be used to satisfy CE requirements, provided the member firm has reviewed the course/seminar to ensure it complies with the Compliance and Professional Development requirements as set out in CE Rule 2650. It is important that the course you are interested in satisfies the CE Rules. Once you provide your firm with the necessary course information, your firm can determine course eligibility. This information can be found on the IIROC website.   Please view - IIROC Approved Courses 

MFDA - Mutual Funds Dealer Association

Pro-Seminars is an Approved provider of CE credits for MFDA. Cycle 2 - December 1, 2023 and ending November 30, 2025. Under the NEW Continuing Education (CE) program, MFDA advisors must earn 30 CE credits within each two-year cycle. These credits comprise 8 business conduct credits (including ethics), 20 professional development credits and 2 MFDA-created compliance credits.  

Important note re - Business Conduct CE credits - For each cycle where a Participant is required to obtain at least 8 Business Conduct Credits, a minimum of 1 and a maximum of 2 credits must be content relating to ethics.  

Please view - MFDA Approved Courses 

Chartered Professional Accountants (CPA) - CPAs require Continuing Professional Development courses annually from January 1 to December 31. At the current time, no Provincial CPA chapter approves CPD courses. The various Canadian CPA Associations leave it up to the CPA to determine what continuing education courses they take as long as that fall into the criteria of "Any learning and development that is relevant and appropriate to a member's work, professional responsibilities, and growth as a CPA."

Check our courses out here - CPA CPD Courses and determine which ones fall into the CPA definition.


FP Canada - Please note - Effective January 1, 2025. FP Canada's CE requirements are now grouped into three categories: Financial Planning, Professional Responsibility, and General CE including Giving Back. CE in the Financial Planning & Professional Responsibility category must be accredited by FP Canada.

General CE - Does NOT NEED TO BE ACCREDITED by FP Canada to meet FP Canada's requirements - The General CE category includes activities related to financial planning, financial advice or services, or the financial services industry, as well as Giving Back activities.  

MANY of our courses will apply to the General CE Category as per FP Canada rules. View all the General CE information HERE.

CFPs you are allowed 11 General CE Maximum annually.  QAFPs, you are allowed 4 General CE Maximum annually.

Advocis - Any CE credits earned from Pro-Seminars can be considered "Institute Approved" CE as per their definition.  Attendees may be required to demonstrate that CE claimed as "Institute-approved" meets The Institute's standard and should therefore retain copies of the course description and record of completion in the event of an audit."

Send your certificate to Advocis so that these CE credits are included for your yearly Advocis CE requirements.

Please view current - Institute Accredited CE Courses, but as per the definition of IAFE (Advocis) CE, you can use many of  our other available courses.

Important CE Information

Continuing education requirements and program eligibility can change. Financial professionals should confirm their individual CE requirements and the eligibility of a particular program with their applicable licensing, regulatory or professional organization.

This is particularly important if you maintain licences, registrations or designations in more than one jurisdiction.

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WHY CHOOSE PRO-SEMINARS?

EXPERIENCE

Serving Canada's financial services community since 1998.

Experience matters, particularly in an industry where professional standards, products, regulation and client expectations continue to evolve.

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CONVENIENCE

Professional development that works around your schedule.

Choose from online CE, live webcasts, in-person seminars and professional development events.

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CHOICE

Education for different interests, licences and professional development needs.

Explore learning opportunities across a broad range of subjects relevant to today's financial services professionals.

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PRACTICAL EDUCATION

Learning should provide more than a certificate.

We believe professional education should give you knowledge, perspectives and ideas you can take back to your clients and your practice.

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EXCEPTIONAL VALUE

Quality professional education should remain accessible.

We remain committed to providing high-quality educational opportunities at exceptional value.

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RESPONSIVE SUPPORT

Questions? We're here to help.

Whether you need assistance with registration, account access, your CE documentation or finding the right educational opportunity, the Pro-Seminars team is ready to assist.

Visit Help Centre

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THE LEGACY CONTINUES

In Memory of Tom Miller

Pro-Seminars was built on a commitment to education, professionalism, service and value for Canada's financial services community.

As Pro-Seminars continues to grow and evolve, we remain proud of the foundation upon which the organization was built and committed to carrying that legacy forward.

The industry has changed. The way professionals learn has changed. Our commitment to quality education and the people we serve remains.

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OUR COMMITMENT TO YOU

Our promise is simple.

We will continue to provide high-quality, relevant and accessible professional education at exceptional value while continually looking for new ways to help financial professionals expand their knowledge, strengthen their practices and better serve their clients.

Because earning CE credits may be the requirement.

Becoming a Better Advisor Is the Opportunity.

Alex Nicholson
Co-President

Adam L. Wyrcimaga
Co-President

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PRO-SEMINARS

Beyond CE. Building Better Advisors.

Proudly Canadian | Serving Financial Professionals Since 1998

 

 

203-4438 Ontario Street,  Beamsville, ON Canada L3J 0A4

Toll Free Phone 877 524-7121 Toll Free Fax 866 277-4511

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-Seminars is Canada's leading provider of education, training and materials for Insurance and Financial Services Professionals.
Pro-Seminars is an approved and accredited education provider specializing in 2-day 15 CE credit seminars and online CE courses